A list of all of the laws Do Kwon and Terraform Labs allegedly violated.
SEC v. Terraform Court Filing, retrieved on February 16, 2023, is part of . You can jump to any part in this filing . This is part 2 of 38. HackerNoon’s Legal PDF Series here VIOLATIONS 10. As a result of the conduct alleged in this Complaint, Defendants violated the securities offering registration provisions of the federal securities laws, namely Section 5 and 5 of the Securities Act of 1933 , 15 U.S.C.
Defendants further violated the federal securities laws by offering, selling, and effecting transactions in securities-based swaps, in the form of "mAssets" based on the value of underling equity securities, to non-eligible contract participants in transactions that were not executed on a national securities exchange and without having an effective registration statement filed with the Commission covering the offer and sale. 11.
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